With a strong background in securities work and capital markets transactions, Andrew advises clients on ’34 Act compliance, corporate governance, and general corporate matters.
Andrew draws on more than a decade of experience in securities and capital markets work, with a focus on securities law matters. He represents public companies in a wide variety of industries, advising clients on ’34 Act disclosure and reporting obligations, including assisting in the preparation of SEC filings on Forms 10-K, 10-Q, 8-K, and proxy statements, corporate governance matters, NYSE and Nasdaq rule compliance, and Section 16 filings. In addition, Andrew also has extensive experience with capital markets transactions (including underwritten offerings, “at-the-market” programs, registered direct offerings, and Rule 144A transactions) of debt and equity securities, including offerings of common stock, preferred stock, senior notes, convertible notes, exchangeable notes, and green bonds.
What Andrew loves most about his work is the opportunity to collaborate with businesses and management: he’s fascinated by the inner workings of client companies and aims to learn as much as possible about each client’s business in order to help the business achieve its goals. He knows that clients need attorneys who not only know the law, but who also understand the business of their clients. Andrew offers strategic advice on how best to approach ’34 Act compliance, corporate governance, and general corporate matters in line with both legal requirements and client needs.
In addition to his strategic mindset, Andrew is also known for great attention to detail, with clients and colleagues often commenting on his ability to catch even the smallest error. It’s a perfect skill for SEC filings, and Andrew has a true gift for ensuring that client matters reach the finish line on schedule and without a hitch.